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Auditing Asset Management 2019

Mon, April 15 - Wed, April 17, 2019 New York, New York
MicroTek Training Rooms 180 Maiden Ln #1102 New York, New York 10038 United States +1 630-719-0211

About Auditing Asset Management 2019

AUDITING ASSET MANAGEMENT, NEW YORK, APRIL, 15-17, 2019

Internal audit functions are required to address the key risks and controls operating throughout an institution, including those that apply to asset management. This course looks systematically at how to best implement controls within asset management to drive down risk, and considers the approach that internal auditors should adopt when conducting such an assignment.

The objectives of this course are to enable attendees to appreciate the primary issues that arise in practice when undertaking the internal audit of asset management, to ensure that the internal auditors focus on the areas of greatest risk and that they develop practical solutions to the challenges that they face. Using a series of practical case studies, attendees will develop key approaches that can be applied directly to their institutions. 

This three-day training course is designed to provide course participants with an understanding of the key internal audit issues that exist within asset management. The program will concentrate on the main asset types: equity (listed and unlisted), fixed income and property, whilst referring to other available asset types. By the end of the course attendees will have been built a series of audit programs that enable them to audit an asset management operation and will have an increased awareness of the primary issues and controls applied in practice. This course combines classroom lecturing and practical workshop-style learning. Case studies, exercises and role playing will be used where appropriate.

AGENDA

  • The General Asset Management Control Environment
  • Acquiring a Client
  • Quoted Equity Investment
  • Quoted Fixed Income Investment
  • The Risk Management of Alternative Investments
  • Money Market Funds
  • The Risks in Asset Allocation & Portfolio Management
  • The Risks in Outsourcing and the Selection and Management of Third Parties

WHO SHOULD ATTEND ?

This course specifically designed for employees who are required to conduct internal audit assignments within asset management.

About Auditing Asset Management 2018 Chicago

AUDITING ASSET MANAGEMENT, CHICAGO, OCTOBER 22-24, 2018

Internal audit functions are required to address the key risks and controls operating throughout an institution, including those that apply to asset management. This course looks systematically at how to best implement controls within asset management to drive down risk, and considers the approach that internal auditors should adopt when conducting such an assignment.

The objectives of this course are to enable attendees to appreciate the primary issues that arise in practice when undertaking the internal audit of asset management, to ensure that the internal auditors focus on the areas of greatest risk and that they develop practical solutions to the challenges that they face. Using a series of practical case studies, attendees will develop key approaches that can be applied directly to their institutions. 

This three-day training course is designed to provide course participants with an understanding of the key internal audit issues that exist within asset management. The program will concentrate on the main asset types: equity (listed and unlisted), fixed income and property, whilst referring to other available asset types. By the end of the course attendees will have been built a series of audit programs that enable them to audit an asset management operation and will have an increased awareness of the primary issues and controls applied in practice. This course combines classroom lecturing and practical workshop-style learning. Case studies, exercises and role playing will be used where appropriate.

Objectives

  • Understand the key issues relating to risk, control and the internal audit of asset management and differing asset classes
  • Understand the key risks within the asset management industry and the nature of the controls that are applied in practice
  • Develop practical internal audit approaches to the management of the business and for each asset class that can be applied directly to your institution
  • Design a series of internal audit programs to meet the demands of this complex audit area

A practical training program to enable delegates to learn and understand the risks and management techniques used within asset management and how to audit them including:

  • Front, middle and back office roles
  • Controls over equity and fixed income investment
  • How to audit performance measures
  • The risk associated with portfolio management
  • How to audit counterparty credit risk
  • The risk associated with other non-traditional asset classes

About Auditing Asset Management 2017

Auditing Asset Management, Washington, July 24-26, 2017

What is this event?

At Auditing Asset Management event you will understand the key internal audit issues that exist within asset management. The program will concentrate on the main asset types: equity fixed income and property, whilst referring to other available asset types.

Event will take you through classroom lecturing and practical workshop-style learning. Case studies, exercises and role playing will be used where appropriate.

The objectives of this course are to enable attendees to appreciate the primary issues that arise in practice when undertaking the internal audit of asset management, to ensure that the internal auditors focus on the areas of greatest risk and that they develop practical solutions to the challenges that they face.

Where is this event located?

This event will take place at MicroTek Computer Lab DC, 1110 Vermont Ave NW Suite 700, Washington, District of Columbia, USA.

Who should attend this event?

This course specifically designed for employees who are required to conduct internal audit assignments within asset management.

What are some highlights of this event?

Event Highlights:

  • The General Asset Management Control Environment
  • Acquiring a Client
  • Quoted Equity Investment
  • Quoted Fixed Income Investment
  • The Risk Management of Alternative Investments
  • Money Market Funds
  • The Risks in Asset Allocation & Portfolio Management
  • The Risks in Outsourcing and the Selection and Management of Third Parties

Speakers:

Dennis Cox, BSC, FCA, FISI

Dennis Cox is the Founder and Chief Executive of Risk Reward Ltd, where he oversees all consulting and training projects. A recognized financial services risk management and internal audit expert, he specializes in Basel Accord challenges surrounding credit, market, and operational risk, as well as other business and regulatory requirements. Mr. Cox has more than 25 years of experience in the areas of risk, banking, audit, and accounting.

Why should I attend this event?

Through this event you will:

  • Understand the key issues relating to risk, control and the internal audit of asset management and differing asset classes.
  • Understand the key risks within the asset management industry and the nature of the controls that are applied in practice.
  • Develop practical internal audit approaches to the management of the business and for each asset class that can be applied directly to your institution.

About Auditing Asset Management October 5–7 2016 Chicago | Convention Nation

AUDITING ASSET MANAGEMENT - OAP381 IN OCTOBER 5–7, 2016, USA:

WHAT IS AUDITING ASSET MANAGEMENT - OAP381:

An organisation’s maturity in asset management practices and processes can be determined through the application of an asset management audit. The main objective of this course was to develop and validate an asset management auditing methodology. The application of an asset management audit, according to the developed methodology, can create a “roadmap” to Asset Management improvement. By optimising the asset management practices and processes, a positive contribution can be made to the profitability of any business enterprise.

WHERE IS AUDITING ASSET MANAGEMENT - OAP381 LOCATED?

This course will be held at MicroTek Computer Lab CH in Chicago, IL, USA.

WHO ATTENDS AUDITING ASSET MANAGEMENT - OAP381?

This course invites Employees who are required to conduct internal audit assignments within asset management, Operations and Business Applications Auditors; Audit Managers in study of  an understanding of application controls and audit approaches for business application systems.

WHAT IS AUDITING ASSET MANAGEMENT - OAP381 ALL ABOUT?

This course will concentrate on the main asset types: equity (listed and unlisted), fixed income and property, whilst referring to other available asset types. By the end of the course attendees will have been built a series of audit programs that enable them to audit an asset management operation and will have an increased awareness of the primary issues and controls applied in practice.

Course Topics:

  • The General Asset Management Control Environment
  • Acquiring a Client
  • Quoted Equity Investment
  • Quoted Fixed Income Investment
  • The Risk Management of Alternative Investments
  • Money Market Funds
  • The Risks in Asset Allocation & Portfolio Management
  • The Risks in Outsourcing and the Selection and Management of Third Parties

WHY SHOULD I ATTEND AUDITING ASSET MANAGEMENT - OAP381?

The objectives of this course are to enable attendees to appreciate the primary issues that arise in practice when undertaking the internal audit of asset management, to ensure that the internal auditors focus on the areas of greatest risk and that they develop practical solutions to the challenges that they face. This 3-day training course is designed to provide course participants with an understanding of the key internal audit issues that exist within asset management.

About Auditing Asset Management June 22–24, 2016 Chicago | Convention Nation

AUDITING ASSET MANAGEMENT - OAP381 IN JUNE 22–24, 2016,USA :

WHAT IS AUDITING ASSET MANAGEMENT - OAP381:

An organisation’s maturity in asset management practices and processes can be determined through the application of an asset management audit. The main objective of this course was to develop and validate an asset management auditing methodology. The application of an asset management audit, according to the developed methodology, can create a “roadmap” to Asset Management improvement. By optimising the asset management practices and processes, a positive contribution can be made to the profitability of any business enterprise.

WHERE IS AUDITING ASSET MANAGEMENT - OAP381 LOCATED?

This course will be held at MicroTek Computer Lab CH in Chicago, IL, USA.

WHO ATTENDS AUDITING ASSET MANAGEMENT - OAP381?

This course invites Employees who are required to conduct internal audit assignments within asset management, Operations and Business Applications Auditors; Audit Managers in study of  an understanding of application controls and audit approaches for business application systems.

WHAT IS AUDITING ASSET MANAGEMENT - OAP381 ALL ABOUT?

This course will concentrate on the main asset types: equity (listed and unlisted), fixed income and property, whilst referring to other available asset types. By the end of the course attendees will have been built a series of audit programs that enable them to audit an asset management operation and will have an increased awareness of the primary issues and controls applied in practice.

Course Topics:

  • The General Asset Management Control Environment
  • Acquiring a Client
  • Quoted Equity Investment
  • Quoted Fixed Income Investment
  • The Risk Management of Alternative Investments
  • Money Market Funds
  • The Risks in Asset Allocation & Portfolio Management
  • The Risks in Outsourcing and the Selection and Management of Third Parties

WHY SHOULD I ATTEND AUDITING ASSET MANAGEMENT - OAP381?

The objectives of this course are to enable attendees to appreciate the primary issues that arise in practice when undertaking the internal audit of asset management, to ensure that the internal auditors focus on the areas of greatest risk and that they develop practical solutions to the challenges that they face. This 3-day training course is designed to provide course participants with an understanding of the key internal audit issues that exist within asset management.

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